3 compliance officer jobs found in Exeter

Position: Remote Paraplanner Salary: Up to £40,000 + benefits We are partnering with an award-winning, national independent financial planning firm to recruit an additional Paraplanner. Our client is highly regarded within the financial services industry for their commitment to excellence, innovation and delivering tailored advice to clients across the UK. Location This is a fully remote role, offering the flexibility to work from anywhere in the UK, with occasional office visits as required. Role Overview As a Paraplanner, you will play a key role in supporting Financial Advisors by producing high-quality reports, carrying out detailed research, and providing technical expertise to ensure clients receive exceptional financial advice. Key Responsibilities Work closely with Advisors to produce clear, accurate, and compliant client reports Conduct in-depth research on financial products, investment options, and regulatory updates Provide technical support and...

Paraplanner (Open to nearly qualified) Salary: £35,000 - £40,000 (DOE) Location: Remote with Ad-Hoc Office Visits Employment Type: Full-Time We're looking for an enthusiastic and detail-driven Paraplanner to support our growing team and provide high-quality technical support to advisers. It's a fantastic opportunity to gain real exposure, get involved in a wide variety of work, and progress your career - whether you're already experienced or developing as a Paraplanner . The role offers excellent flexibility: Fully remote considered, with occasional ad-hoc visits The Opportunity You'll join a team that values development, collaboration and technical excellence. With ongoing training, mentoring and CPD support, this role provides a clear pathway towards Level 6 if you're looking to advance your paraplanning career. Day-to-Day Responsibilities Deliver high-standard administrative and paraplanning support to advisers Ensure all work complies with FCA...

IFA Administrator Location: Either Plymouth, Exeter or Weston-super-mare (Hybrid - 2 days home / 3 days office) Hours: Full Time Department: Administration & Adviser Support An exciting opportunity has arisen for an experienced IFA Administrator / Business Manager to join a growing financial planning team based in Bath. This role plays a central part in supporting advisers and paraplanners to deliver high-quality advice and exceptional service to clients. The Business Manager acts as the primary coordination point between advisers, paraplanners and clients-managing client reviews, handling sensitive information, processing new business and ensuring all administrative activity is completed accurately and efficiently. This position requires previous experience in IFA administration along with strong working knowledge of Intelliflo (IO) . Key Responsibilities Client Review Preparation Identify clients due for review using IO tasks. Contact clients to...