7 compliance officer jobs found in Nottingham

Compliance Officer - 35 hours per week - Flexible hours Hybrid - based in Nottingham Are you a compliance professional looking for a purpose-driven role where your work directly supports ethical finance and community impact? We're on the lookout for a Compliance Officer who's passionate about doing things right not just ticking boxes. This is your opportunity to take the lead on compliance, risk, and regulatory responsibilities within a growing and mission-led financial services organisation. What You'll Be Doing As our Compliance Officer, you'll play a pivotal role in ensuring we operate with integrity, transparency, and within regulatory frameworks, including FCA, PRA, and AML obligations. You'll help shape and embed a culture of compliance across the organisation. Key responsibilities include: Regulatory Compliance - Keep us in line with FCA/PRA requirements, prepare reports, and stay on top of relevant updates. Risk Management - Own the risk...

Compliance Officer - 35 hours per week - Flexible hours Hybrid - based in Nottingham Are you a compliance professional looking for a purpose-driven role where your work directly supports ethical finance and community impact? We're on the lookout for a Compliance Officer who's passionate about doing things right not just ticking boxes. This is your opportunity to take the lead on compliance, risk, and regulatory responsibilities within a growing and mission-led financial services organisation. What You'll Be Doing As our Compliance Officer, you'll play a pivotal role in ensuring we operate with integrity, transparency, and within regulatory frameworks, including FCA, PRA, and AML obligations. You'll help shape and embed a culture of compliance across the organisation. Key responsibilities include: Regulatory Compliance - Keep us in line with FCA/PRA requirements, prepare reports, and stay on top of relevant updates. Risk Management - Own the risk register,...

Compliance Officer - 35 hours per week - flexible hours Hybrid - based in Leicester Are you a compliance professional looking for a purpose-driven role where your work directly supports ethical finance and community impact? We're on the lookout for a Compliance Officer who's passionate about doing things right not just ticking boxes. This is your opportunity to take the lead on compliance, risk, and regulatory responsibilities within a growing and mission-led financial services organisation. What You'll Be Doing As our Compliance Officer, you'll play a pivotal role in ensuring we operate with integrity, transparency, and within regulatory frameworks, including FCA, PRA, and AML obligations. You'll help shape and embed a culture of compliance across the organisation. Key responsibilities include: Regulatory Compliance - Keep us in line with FCA/PRA requirements, prepare reports, and stay on top of relevant updates. Risk Management - Own the risk...

Compliance Officer - 35 hours per week - flexible hours Hybrid - based in Leicester Are you a compliance professional looking for a purpose-driven role where your work directly supports ethical finance and community impact? We're on the lookout for a Compliance Officer who's passionate about doing things right not just ticking boxes. This is your opportunity to take the lead on compliance, risk, and regulatory responsibilities within a growing and mission-led financial services organisation. What You'll Be Doing As our Compliance Officer, you'll play a pivotal role in ensuring we operate with integrity, transparency, and within regulatory frameworks, including FCA, PRA, and AML obligations. You'll help shape and embed a culture of compliance across the organisation. Key responsibilities include: Regulatory Compliance - Keep us in line with FCA/PRA requirements, prepare reports, and stay on top of relevant updates. Risk Management - Own the risk register,...

Remote-working Tax Advisor - Written Consultancy Work Your new company This is a great opportunity to become a Tax Advisor/Consultant at a very niche consultancy firm, which specialises in tax, accounting, and finance. The firm use their knowledge and expertise to share up-to-date information regarding any compliance or regulatory changes within tax, either via the phone or email. They provide these excellent services in as little as 30 minutes and work with over 5000 customers ranging from small independent firms to those in the Top 100. Your new role As a Tax Advisor/Consultant, you will be providing clients with tax advice and be responsible for the provision of written tax consultancy. Your everyday tasks will also include carrying out in-depth research, producing assignments, and undertaking reports, while ensuring that all facts are established and communicated clearly to the clients. You will also be collaborating with colleagues reviewing their reports where needed....

Are you a detail-driven financial professional ready to step up into a client-focused role where your technical expertise really counts? My client, a highly regarded Chartered Financial Planning firm, is looking for an Associate Financial Planner to join their award-winning team. This is more than paraplanning - you'll be the technical lead within a planner "pod," helping deliver exceptional client outcomes, crafting high-quality suitability reports, and translating complex advice into clear, confident client conversations. What you'll do: Support Financial Planners with analysis, research, and technical recommendations Produce compliant, client-friendly suitability reports Attend client meetings as the technical expert Ensure all work meets the highest regulatory and governance standards What you'll bring: 5+ years' experience in a technical/paraplanning role Level 4 Diploma (Chartered or working towards preferred) Strong analytical, written, and...

IFA Administrator (Remote - Permanent) Salary: £25,480 per annum (FTE) / £14.00 per hour Hours: 28 or 35 hours per week (flexible) Location: 100% Home Based We are recruiting on behalf of a specialist outsourced provider of IFA administration services who are seeking an experienced IFA Administrator to join their growing remote team. This is a fully remote, permanent position offering excellent flexibility, stability, and the opportunity to work with a well-established firm that provides professional outsourced support to financial advisers and planners across the UK. About the Role: As an IFA Administrator, you will be responsible for providing high-quality administrative support to financial advisers and paraplanners, ensuring a seamless and compliant client experience. You'll work across a variety of financial platforms, manage end-to-end client servicing tasks, and play a key role in the delivery of outsourced administration support to adviser firms....